SFC Licences of GE Chen 葛晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 08 August 2022 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 08 August 2022 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 08 August 2022 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 August 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 August 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 24 September 2020 | 13 May 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 September 2020 | 13 May 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 September 2020 | 13 May 2022 |
| S&P Global Ratings Hong Kong Limited | RE | 10 | 08 December 2015 | 10 July 2020 |