SFC Licences of TAN Xiaoqian 譚小倩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 09 September 2019
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 25 August 2017 09 September 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 1 12 July 2016 12 May 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 15 April 2016 12 May 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 11 December 2015 12 July 2016