SFC Licences of TAN Xiaoqian 譚小倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 09 September 2019 | 26 June 2023 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 25 August 2017 | 09 September 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 12 July 2016 | 12 May 2017 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 15 April 2016 | 12 May 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 11 December 2015 | 12 July 2016 |