SFC Licences of ZHAO Hongyan 趙洪岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 15 May 2019 | 30 April 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 November 2018 | 15 April 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 04 January 2018 | 19 June 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 16 August 2016 | 09 December 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 08 December 2015 | 16 August 2016 |