SFC Licences of QIAO Xiaowei 喬小爲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 03 December 2018 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 03 December 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 December 2015 | 04 March 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 December 2015 | 04 March 2016 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 08 December 2015 | 04 March 2016 |