SFC Licences of QU Yawen 瞿雅雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 21 November 2023 | 23 November 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 November 2023 | 23 November 2023 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2023 | 17 May 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 May 2023 | 17 May 2023 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 December 2015 | 28 September 2018 |