SFC Licences of CHEN Hao 陳浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 10 August 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 10 August 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 31 March 2020 28 June 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 31 March 2020 28 June 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 15 November 2018 28 June 2021
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 02 August 2018 15 October 2018
Huarong International Securities Limited 華融國際證券有限公司 RO 4 02 August 2018 15 October 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 1 04 October 2017 15 October 2018
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 12 August 2016 02 August 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 4 12 August 2016 02 August 2018
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 14 December 2015 31 May 2016