SFC Licences of CHEN Hao 陳浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 August 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 August 2021 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 31 March 2020 | 28 June 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 31 March 2020 | 28 June 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 15 November 2018 | 28 June 2021 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RO | 9 | 02 August 2018 | 15 October 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 4 | 02 August 2018 | 15 October 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 04 October 2017 | 15 October 2018 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 12 August 2016 | 02 August 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 12 August 2016 | 02 August 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 14 December 2015 | 31 May 2016 |