SFC Licences of ZHENG Shaoting 鄭少婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE 1 02 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 20 May 2020 19 February 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 20 May 2020 19 February 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 13 August 2019 30 April 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 13 August 2019 30 April 2020
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 18 June 2019 30 April 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 16 January 2018 22 May 2019
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 16 January 2018 22 May 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 September 2017 22 December 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 September 2017 22 December 2017
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RE 1 11 April 2017 22 December 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 08 January 2016 22 December 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 08 January 2016 22 December 2017