SFC Licences of LAI Chuk Man 賴祝文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 | RE | 6 | 30 July 2021 | |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 | RE | 4 | 30 July 2021 | |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 | RE | 1 | 30 July 2021 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 08 December 2020 | 05 June 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 08 December 2020 | 05 June 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 08 December 2020 | 05 June 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 06 July 2017 | 13 November 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 06 July 2017 | 13 November 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 06 July 2017 | 13 November 2020 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 10 December 2015 | 12 December 2015 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 10 December 2015 | 12 December 2015 |