SFC licenceholder BGQ765 LAI Chuk Man 賴祝文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 02 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2017
ABCI Capital Limited 農銀國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 December 2015 12 December 2015