SFC licenceholder BGR301 CAI Yi 蔡乙

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 July 2020

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE [4] (Advising on Securities) 06 April 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 24 March 2020
CMB International Capital Limited 招銀國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 August 2017 14 February 2020
ICBC International Research Limited 工銀國際證券研究有限公司 RE [4] (Advising on Securities) 21 December 2015 28 July 2017