SFC Licences of CAI Yi 蔡乙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 April 2020 | 09 August 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 24 March 2020 | 09 August 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 March 2020 | 09 August 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 25 August 2017 | 14 February 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 August 2017 | 14 February 2020 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 21 December 2015 | 28 July 2017 |