SFC Licences of NIE Congcong 聶聰聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 November 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 September 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 September 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 04 December 2018 | 16 July 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 21 November 2018 | 16 July 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 21 December 2015 | 21 September 2018 |