SFC Licences of TONG Phoenix 唐鳳靈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 4 04 November 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 1 04 November 2021
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RO 9 04 November 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RE 4 27 September 2021 04 November 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RE 1 27 September 2021 04 November 2021
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RE 9 27 September 2021 04 November 2021
Vico Capital Limited 維高資本有限公司 RE 9 28 July 2020 15 September 2021
Vico Capital Limited 維高資本有限公司 RE 4 28 July 2020 15 September 2021
Vico Capital Limited 維高資本有限公司 RE 1 28 July 2020 15 September 2021
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RE 1 15 January 2018 31 January 2020
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 9 01 August 2017 31 January 2020
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 4 01 August 2017 31 January 2020
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RE 9 18 May 2017 28 June 2017
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RE 4 18 May 2017 28 June 2017
Fortune Asset Management Limited 富強資產管理有限公司 RE 9 06 October 2016 22 February 2017
Fortune Asset Management Limited 富強資產管理有限公司 RE 4 06 October 2016 22 February 2017
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 13 January 2016 22 February 2017