SFC Licences of NG Li Yen 吳莉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 July 2018 | 02 September 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 May 2018 | 29 May 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 April 2018 | 24 April 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 January 2016 | 03 November 2017 |