SFC Licences of WANG Ao 王奧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 23 March 2023 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 23 March 2023 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 23 March 2023 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 23 March 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 30 September 2021 | 18 November 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 10 September 2021 | 18 November 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 12 October 2017 | 02 September 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 21 March 2016 | 24 August 2017 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 04 January 2016 | 24 August 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 January 2016 | 19 February 2016 |