SFC Licences of WANG Ao 王奧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 30 September 2021 18 November 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 10 September 2021 18 November 2022
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 12 October 2017 02 September 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 21 March 2016 24 August 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 04 January 2016 24 August 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 04 January 2016 19 February 2016