SFC Licences of KUAI Chen 鄶琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 08 September 2021 | |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 4 | 08 September 2021 | |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 | RE | 9 | 22 October 2020 | 13 August 2021 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 | RE | 4 | 22 October 2020 | 13 August 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 22 February 2019 | 09 August 2020 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 22 February 2019 | 09 August 2020 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 31 December 2018 | 09 August 2020 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 28 December 2015 | 22 September 2018 |