SFC licenceholder BGT617 KUAI Chen 鄶琛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 February 2019
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [9] (Asset Management) 31 December 2018
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE [9] (Asset Management) 28 December 2015 22 September 2018