SFC Licences of NG Ka Yiu 吳家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 | RE | 9 | 24 September 2021 | 12 November 2021 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 | RE | 4 | 24 September 2021 | 12 November 2021 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 04 January 2016 | 30 June 2021 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 04 January 2016 | 30 June 2021 |