SFC Licences of YAN Yishu 嚴亦舒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 March 2024 | 11 March 2024 |
| UBS Securities Asia Limited | RE | 4 | 27 September 2022 | 14 October 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 24 September 2019 | 20 August 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 September 2019 | 20 August 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 January 2016 | 03 September 2019 |