SFC Licences of CHEN David Wai Chung 陳維忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cheung On Securities Limited 長安證券有限公司 RO 9 13 December 2023
Cheung On Securities Limited 長安證券有限公司 RE 9 26 October 2023 13 December 2023
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 9 02 August 2018 16 July 2020
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 4 02 August 2018 16 July 2020
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 1 02 August 2018 16 July 2020
South China Investment Management Limited 南華投資管理有限公司 RE 9 06 February 2017 27 April 2018
South China Research Limited 南華資料研究有限公司 RE 4 06 February 2017 27 April 2018
South China Commodities Limited 南華期貨有限公司 RE 2 06 February 2017 27 April 2018
South China Securities Limited 南華證券投資有限公司 RE 1 06 February 2017 27 April 2018
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 9 26 May 2016 08 August 2016
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 4 26 May 2016 08 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 2 26 February 2016 08 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 1 05 January 2016 08 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 4 05 January 2016 08 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 9 05 January 2016 08 August 2016