SFC Licences of ZAIMI Hossein 薛浩成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 15 February 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 15 February 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 July 2022 | 15 February 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 July 2022 | 15 February 2023 |
| HSBC Bank plc | 4 | 19 April 2018 | ||
| HSBC Bank plc | 1 | 19 April 2018 | ||
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 7 | 27 December 2017 | 27 July 2020 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 27 December 2017 | 27 July 2020 |
| HSBC Securities (Asia) Limited | RO | 1 | 27 December 2017 | 31 August 2018 |
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 30 November 2015 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 30 November 2015 |