SFC Licences of ZAIMI Hossein 薛浩成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 July 2022 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 July 2022 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 7 | 27 December 2017 | 27 July 2020 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 27 December 2017 | 27 July 2020 |
HSBC Securities (Asia) Limited | RO | 1 | 27 December 2017 | 31 August 2018 |