SFC Licences of XIE Jian 謝健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 04 February 2019 31 October 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 04 February 2019 31 October 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 04 February 2019 31 October 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 10 October 2017 31 October 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 10 October 2017 12 February 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 10 October 2017 04 February 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 10 October 2017 04 February 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 10 October 2017 04 February 2019