SFC Licences of CHAN Siu Pong, Kevin 陳兆邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldhorse Securities Limited 金馬證券有限公司 RE 4 19 September 2022
Goldhorse Securities Limited 金馬證券有限公司 RE 1 19 September 2022
Gentleman Capital Limited 紳士資本有限公司 RE 9 22 March 2022 15 August 2022
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 9 20 September 2021 10 February 2022
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 5 22 July 2021 10 February 2022
Hong Kong Asset Management Limited 香港資產管理有限公司 RO 2 22 July 2021 10 February 2022
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 5 09 March 2021 22 July 2021
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 2 18 February 2021 22 July 2021
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 11 January 2016 08 January 2021
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 3 11 January 2016 30 April 2019