SFC Licences of CHAN Siu Pong, Kevin 陳兆邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldhorse Securities Limited 金馬證券有限公司 | RE | 4 | 19 September 2022 | |
Goldhorse Securities Limited 金馬證券有限公司 | RE | 1 | 19 September 2022 | |
Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 22 March 2022 | 15 August 2022 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 20 September 2021 | 10 February 2022 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 5 | 22 July 2021 | 10 February 2022 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 2 | 22 July 2021 | 10 February 2022 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 5 | 09 March 2021 | 22 July 2021 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 2 | 18 February 2021 | 22 July 2021 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 11 January 2016 | 08 January 2021 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 3 | 11 January 2016 | 30 April 2019 |