SFC Licences of CARROLL Edmund Marsden
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 21 June 2018 | 29 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 March 2017 | 20 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 03 November 2016 | 22 November 2016 |
| UBS Securities Asia Limited | RE | 1 | 11 January 2016 | 15 January 2016 |