SFC Licences of LUO Chendi 羅晨笛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 29 October 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1, 4 03 September 2020 29 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 2, 5 04 February 2020 03 July 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 12 April 2019 03 July 2020
China Orient International Asset Management Limited 中國東方國際資產管理有限公司
RE 4, 9 07 January 2016 24 August 2018