SFC Licences of LUO Chendi 羅晨笛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1, 4 | 29 October 2021 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RE | 1, 4 | 03 September 2020 | 29 August 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 2, 5 | 04 February 2020 | 03 July 2020 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 1, 4 | 12 April 2019 | 03 July 2020 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RE | 4, 9 | 07 January 2016 | 24 August 2018 |