SFC Licences of SIMS David Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 December 2023 | 12 December 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 24 February 2017 | 28 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 February 2017 | 28 February 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 19 January 2016 | 19 January 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 January 2016 | 19 January 2016 |