SFC Licences of LEE Ho Kwan 李浩堃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 August 2022 | 27 October 2023 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 August 2022 | 27 October 2023 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 30 June 2022 | 07 August 2022 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 06 April 2022 | 07 August 2022 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 21 February 2022 | 07 August 2022 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 17 January 2022 | 07 August 2022 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 17 January 2022 | 07 August 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 29 February 2016 | 24 December 2020 |