SFC Licences of LAM Andrew Koon Ning 林觀寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 12 October 2022 | |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 31 July 2019 | 01 June 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 07 March 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 05 April 2016 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 14 January 2016 | 07 March 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 January 2016 | 07 March 2018 |