SFC Licences of CHENG Dennis Chung Sing 鄭仲昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Virtu ITG Hong Kong Limited | RE | 7 | 17 May 2021 | 08 December 2023 |
Virtu ITG Hong Kong Limited | RE | 1 | 17 May 2021 | 08 December 2023 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 01 August 2018 | 02 September 2020 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 01 August 2018 | 02 September 2020 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 23 July 2018 | 02 September 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 July 2018 | 02 September 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 January 2016 | 10 April 2018 |