SFC licenceholder BGV481 CHENG Dennis Chung Sing 鄭仲昇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 01 August 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 23 July 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 23 July 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities) 18 January 2016 10 April 2018