SFC Licences of LIU Xiaoquan 劉曉全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 | RO | 9 | 19 October 2021 | 13 September 2022 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 | RO | 4 | 19 October 2021 | 13 September 2022 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 | RO | 1 | 19 October 2021 | 13 September 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 May 2018 | 21 May 2021 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 04 October 2016 | 20 August 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 15 January 2016 | 20 August 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 15 January 2016 | 20 August 2017 |