SFC Licences of DING Xiaoxi 丁曉夕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	29 October 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	29 October 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	29 October 2021
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	2	28 November 2018	25 August 2021
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	4	14 November 2018	25 August 2021
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	1	14 November 2018	25 August 2021
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	04 September 2018	12 October 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	09 April 2018	12 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	09 April 2018	12 October 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	11 November 2016	12 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	11 November 2016	12 October 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	26 January 2016	22 October 2016
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	26 January 2016	22 October 2016