SFC Licences of DAVIES Chad Matthew Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RO | 2 | 10 August 2022 | |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RO | 1 | 10 August 2022 | |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 2 | 13 January 2022 | 10 August 2022 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 13 January 2022 | 10 August 2022 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 9 | 13 January 2022 | |
| Legal & General Investment Management Asia Limited | RE | 9 | 11 December 2017 | 29 December 2021 |
| Legal & General Investment Management Asia Limited | RE | 2 | 11 December 2017 | 29 December 2021 |
| Legal & General Investment Management Asia Limited | RE | 1 | 15 August 2017 | 29 December 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 January 2016 | 26 July 2017 |