SFC Licences of XIE Chaoran 謝超然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 13 December 2017 | |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 13 December 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 18 January 2016 | 18 December 2017 |