SFC Licences of POON Chung Yeung 潘誦揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Optiver Trading Hong Kong Limited | RE | 2 | 18 October 2021 | 20 September 2023 |
Optiver Trading Hong Kong Limited | RE | 1 | 18 October 2021 | 20 September 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 05 May 2020 | 19 August 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 January 2018 | 19 August 2021 |
ICAP Equities Asia Limited | RE | 1 | 01 February 2016 | 24 February 2016 |