SFC Licences of XIE Di 謝笛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 24 October 2018 30 July 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 24 October 2018 30 July 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 24 October 2018 30 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 24 October 2018 30 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 24 October 2018 30 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 24 October 2018 30 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 24 October 2018 30 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 24 October 2018 30 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 24 October 2018 30 July 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 January 2016 04 December 2019