SFC Licences of YI Allan Wei Han 尹維瀚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 07 January 2022 30 June 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 26 October 2021 30 June 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 26 October 2021 30 June 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 26 October 2021 30 June 2022
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RE 9 20 October 2020 22 March 2021
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RE 6 20 January 2020 22 March 2021
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 21 January 2019 22 March 2021
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 21 January 2019 22 March 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 07 May 2018 21 December 2018
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 12 May 2017 21 December 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 21 November 2016 19 February 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 10 November 2016 19 February 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 November 2016 19 February 2017
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 19 January 2016 19 February 2017