SFC Licences of HA Ming Yan, Sally 哈明欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 February 2018 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 12 February 2018 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 15 January 2018 | 31 January 2018 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 20 November 2017 | 31 January 2018 |
| CF Securities Limited 長复證券有限公司 | RE | 1 | 20 January 2016 | 01 November 2017 |