SFC Licences of SHAN Yi 單怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 02 July 2019 | 07 June 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 02 July 2019 | 07 June 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 02 July 2019 | 07 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 12 November 2018 | 12 June 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 November 2018 | 12 June 2019 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 06 September 2016 | 06 June 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 06 September 2016 | 06 June 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 January 2016 | 06 June 2018 |