SFC Licences of BHATTACHARYA Siddhartha Samir
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 January 2020 | 02 November 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 January 2020 | 02 November 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 January 2016 | 27 September 2019 |