SFC Licences of YANG Xiaoqin 楊瀟欽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 09 July 2018 | 19 May 2023 |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 03 February 2016 | 05 July 2018 |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 03 February 2016 | 05 July 2018 |