SFC Licences of RUAN Tim 阮添士

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 11 November 2020 08 October 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 11 November 2020 08 October 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 08 January 2018 03 August 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 January 2018 03 August 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 February 2016 01 December 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 February 2016 01 December 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 February 2016 01 December 2017