SFC Licences of REDFERN William James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 March 2024 | 28 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 December 2022 | 09 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 January 2020 | 23 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 June 2019 | 04 July 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 January 2019 | 31 January 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 November 2018 | 07 December 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 August 2018 | 10 August 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 January 2018 | 02 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 January 2018 | 02 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 October 2017 | 27 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 October 2017 | 27 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 February 2017 | 10 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 February 2017 | 10 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 November 2016 | 11 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 November 2016 | 11 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 June 2016 | 24 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2016 | 24 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 January 2016 | 29 January 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 January 2016 | 29 January 2016 |