SFC Licences of HO Yuen Pang, Jason 何遠鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 17 May 2022 | 31 October 2022 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 09 April 2020 | 31 October 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 09 April 2020 | 31 October 2022 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 16 July 2019 | 31 October 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 July 2018 | 31 October 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 September 2017 | 20 June 2018 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 22 November 2016 | 19 August 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 27 January 2016 | 19 August 2017 |