SFC Licences of JIANG Zhengtai 姜征泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Global Investments Limited 國泰全球投資管理有限公司 RE 9 06 May 2022
Guotai Global Investments Limited 國泰全球投資管理有限公司 RE 4 06 May 2022
Guotai Global Investments Limited 國泰全球投資管理有限公司 RE 1 06 May 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 13 February 2020 17 April 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 4 10 December 2019 17 April 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 10 December 2019 17 April 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 16 February 2017 25 October 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 16 February 2017 25 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 16 February 2017 25 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 February 2017 25 October 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 08 April 2016 25 October 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 28 January 2016 25 October 2019