SFC Licences of SUFIANTI -
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 06 June 2019 | 30 November 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 January 2016 | 03 May 2019 |