SFC Licences of CHIA Su Ying 謝舒莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 January 2022 | |
| Macquarie Asia Securities Limited | RE | 1 | 06 January 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 July 2019 | 04 October 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 February 2016 | 01 March 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 February 2016 | 01 March 2019 |