SFC licenceholder BGY599 LYU Zhiyuan 呂志遠

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 18 October 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 October 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 February 2016 08 July 2019