SFC Licences of TSE Ling Pong 謝令邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 24 February 2022 | 16 June 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 08 July 2021 | 14 February 2022 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 23 June 2021 | 14 February 2022 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 02 January 2020 | 16 June 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 30 October 2018 | 17 December 2019 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 1 | 02 June 2017 | 19 September 2018 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 29 February 2016 | 16 May 2017 |