SFC Licences of CHENG Sze Chung, Henry 鄭思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 9 | 11 April 2017 | 17 July 2017 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 4 | 11 April 2017 | 17 July 2017 |
China Sunrise Asset Management Limited 華升資產管理有限公司 | RE | 1 | 11 April 2017 | 17 July 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 04 February 2016 | 10 February 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 04 February 2016 | 10 February 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 04 February 2016 | 10 February 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 February 2016 | 10 February 2017 |