SFC licenceholder BGY744 GUO Lu 郭露

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 4 (Advising on Securities) 2019-10-16
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 9 (Asset Management) 2019-10-04
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 (Dealing in Securities), 9 (Asset Management) 2016-11-07 2019-05-24
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 (Asset Management), 1 (Dealing in Securities) 2016-02-19 2016-03-01