SFC Licences of LAU Cheuk Yin, Jacqueline 劉卓妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 20 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 04 April 2019 14 March 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 04 April 2019 14 March 2022
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 04 February 2016 30 June 2016