SFC Licences of LIN Shanshan 林姍姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 20 April 2017 | 08 February 2018 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 20 April 2017 | 08 February 2018 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 26 February 2016 | 23 March 2017 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 26 February 2016 | 23 March 2017 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 26 February 2016 | 23 March 2017 |