SFC Licences of LIN Shanshan 林姍姍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 20 April 2017 08 February 2018
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 20 April 2017 08 February 2018
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 26 February 2016 23 March 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 26 February 2016 23 March 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 26 February 2016 23 March 2017