SFC Licences of YIU Kwok To 饒國濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Securities Limited 恒生證券有限公司 RE 1 26 October 2018 31 August 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 05 February 2016 07 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 05 February 2016 07 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 05 February 2016 07 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 February 2016 07 December 2016